Compliance Officer- Global Markets

 

London- (x3 Days in Office)

£400-500pd

 

emagine is a high-end professional services consultancy and solutions firm Specialising in providing business and technology services to the financial services sector, we power progress, solve challenges and deliver real results through tailored high-end consulting services and solutions.

 

We have created a culture of openness and integrity by building genuine and strong relationships and partnerships, enabling us to be uncompromising in our dedication in delivering the optimal service for our clients. Our commitment is not just towards our clients but we aim to foster a positive and equitable working environment with our consultants and colleagues which stems from our core values: Confident, Dedicated, Responsible, Genuine.

 

We are currently looking for dynamic individual to join our Compliance Practice as a Compliance Officer.

The role will be part of EMEA Compliance team to provide compliance advice to the Global Markets businesses and the wider Compliance Department for a leading Investment Bank.

 

The role:

  • Provide day to day regulatory advice, assisting and resolving compliance and regulatory issues arising from GM business activities

  • Performing regular and ad-hoc monitoring and reviews

  • Advising the business on relevant rules and requirements applicable to the business.

  • Key stakeholder for applicable regulation (e.g. MiFID, EU Benchmark Regulation, AIFMD, UCITS etc.) and FCA Thematic Reviews.

  • Stakeholder in regulatory projects, tracking progress and reporting project results to ensure efficient and successful implementation

  • Analysing and impact assessing new regulations and briefing senior management accordingly.

  • Participating in internal and external enquiries including, exchange enquiries, due diligence questionnaires and client on-boarding queries

  • Dealing with regulatory enquiries.

  • Provision of regular and ad hoc training to the business on regulatory issues.

Key Skills and Experience:

To succeed in this role you will need:

  • Good knowledge in regulatory affairs with regard of Global Markets businesses

  • Good knowledge and understanding of FCA rules and relevant European legislation.

  • Knowledge in OTC derivatives (IRS, FX derivatives) and the relevant regulatory requirements

  • Ability to work well under pressure and move between tasks quickly

  • Ability to follow direction and manage expectations

  • Have the drive and determination to assist with development of the Compliance function and will seek opportunities to add value

  • Good verbal and written communications skills with ability to communicate with sales/trading desks and relevant corporate support functions.

  • Well-developed analytical skills and ability to distil large quantities of complex information into high level briefings and impact analysis

  • Knowledge of EU Benchmark Regulation, AIFMD, UCITS, PRIIPS, RDR, MAR and Mifid ll rules

  • Technical skillset to help develop tools for monitoring / testing purposes as well as producing quantitative data for (compliance) MI 

  • Ability to conduct analysis on large datasets to assist with upcoming compliance reviews

  • The candidate must be able to provide advice in a clear and concise manner. 

Our people

 

The ideal consultants will share our values and be aligned with our ways of working and as your career progresses, you can expect to work across all areas of the project lifecycle, from strategy to implementation. This will provide you with a broad base of experience from which to build an outstanding career.

The ideal consultants will share our values and be aligned with our ways of working and as your career progresses, you can expect to work across all areas of the project lifecycle.

We pride ourselves on;

  • Providing our people with a supportive culture, rooted in our values and driven by our purpose.

  • Promoting a culture of inclusion, collaboration, well-being, and learning and development.

  • Providing increased agility and flexibility within our hybrid working model

  • Investing in employees’ growth through ongoing training and development

  • Autonomy to take ownership of projects, making decisions and demonstrating individual expertise

  • Providing an transparent performance and career management experience. 

Our consultants are integral to delivering successful consulting engagements, addressing our clients’ most pressing business challenges, and build lasting value in disciplines such as:

  • Solve sophisticated, ambiguous business, change and technology problems, bringing structure and meticulous analysis and planning, acting, and taking decisions with little strategic direction

  • Build, develop and sustain trusted senior client relationships in the C-suite by remaining highly attuned to client needs

  • Drive, enable and support the business, partnering with our leaders, clients, and consultants across our practices to take the best of emagine to our clients through opportunity identification/qualification, solution development/presentation

Interested?

 

At emagine, we are committed to building an international and diverse team by embracing our different backgrounds.

 

If you are up to the challenge and would like to find out more, get in touch with us immediately, our internal recruitment team is always keen to hear from dynamic individuals that are looking to further their career and explore their full potential. 

 

“emagine is an equal opportunity employer, and employment practices are based strictly on merit. It is the policy of the Company to give equal opportunity in employment regardless of sex, sexual orientation, marital status, race, age, disability, gender reassignment, pregnancy and maternity, religion or ethnic origin”